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Compliance Monitoring Analyst at capital.com
London, United Kingdom
Job Descrption
We are seeking a Compliance Monitoring Analyst to join our Group Compliance team. The successful candidate will be responsible for ensuring that our firm complies with all its global regulatory requirements and standards.
Responsibilities:
- Conducting second line compliance monitoring and testing to ensure that the firm is compliant with all applicable regulations, policies, and procedures
- Assisting in the development and implementation of compliance policies and procedures
- Conducting investigations and reviews of compliance issues, and making recommendations for corrective action,
- Provide support in creating reports that detail findings to update management,
- Maintaining accurate records and files of all compliance-related matters,
- Support the existing team with co-ordinating ongoing compliance projects and thematic reviews.
Requirements:
- 2-4 years of experience in second line compliance within the financial services industry,
- Knowledge of the global regulatory framework, specifically around CFD and Spread Betting,
- Knowledge of global client money regulations particularly in the UK and Europe,
- Strong understanding of financial services IT systems and controls is preferred,
- Excellent analytical skills and attention to detail,
- Strong written and verbal communication skills,
- Ability to work independently and as part of a team,
- Strong organisational and time management skills,
- A Bachelor's degree in a relevant field such as law, finance, business or accounting, is preferred but not essential.
In return, you'll get:
- You will join the Company, that cares about work and life balance,
- Hybrid type of work (3 days/week from office),
- Medical Insurance after the probation period,
- Modern and outstanding equipment,
- Annual bonuses,
- Employee referral program,
- Full annual performance assessment.
Complete form below to directly Send your CV / Linkedin Profile to Compliance Monitoring Analyst at capital.com.
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